Hong Kong SFC Licensed Individuals Directory

Ruoqian Shen CE BYM153 - active, CITIC Securities International Global Markets Limited Ziyu Wang CE BYJ531 - active, CMB International Capital Limited Shizhe Xu CE BYK383 - active, CITIC Securities Brokerage (HK) Limited Xiaohan Zhou CE BYJ853 - active, CITIC Securities Brokerage (HK) Limited Alexander Daniel Ramsbottom Isherwood CE BYO132 - active, CLSA Limited Yuchen Zhong CE BYK823 - active, CNCB (Hong Kong) Capital Limited Yuan Ma CE BYN302 - active, China Sky Securities Limited Ciqiao Wang CE BYO161 - active, CLSA Limited Yan Kit Wong CE BYM474 - active, CLSA Limited Wuzhen Zhan CE BYN471 - active, China Merchants Securities (HK) Co., Limited Sirui Lin CE BYJ705 - active, Dymon Asia Capital (HK) Limited Debangshu Chakrabarti CE BYN225 - active, Eclipse Options (HK) Limited Khush Dilan Shah CE BYN226 - active, Eclipse Options (HK) Limited Maksym Zhalilo CE BYN224 - active, Eclipse Options (HK) Limited Jiun Wen Chee CE BYN218 - ceased Siming Liu CE BYK542 - active, GREENWILL ASSET MANAGEMENT (HONG KONG) LIMITED Xinyue Hou CE BYH694 - active, Gentleman Capital Limited Zhiyuan Gao CE BYN834 - active, Guotai Junan Capital Limited Li He CE BYN515 - active, Guotai Junan Capital Limited Jiacheng Qi CE BYN828 - active, Guotai Junan Capital Limited Junchao Mo CE BYM427 - active, Guotai Junan Securities (Hong Kong) Limited Enyu Zhou CE BYN836 - active, Guotai Junan Capital Limited Ee Lyn Lim CE BYK798 - active, Haitong International Securities Company Limited Xiaoyu Fu CE BYN216 - active, MUFG Securities Asia Limited Gabriel Reuben Harlan CE BYN636 - active, Macquarie Asia Securities Limited Ying He CE BYN699 - active, Merrill Lynch (Asia Pacific) Limited Muchen Fu CE BYN452 - active, Merrill Lynch (Asia Pacific) Limited Kohei Hotta CE BYN848 - active, Mizuho Securities Asia Limited Zhengzhuo Li CE BYO055 - active, Merrill Lynch (Asia Pacific) Limited Julian Bongrain CE BYN987 - active, Morgan Stanley Asia Limited Gihyun Yun CE BYN458 - active, Moody's Investors Service Hong Kong Limited Cheng Wei Xu CE BYN983 - active, Merrill Lynch (Asia Pacific) Limited Chi Fong Yip CE BYN142 - active, Merrill Lynch (Asia Pacific) Limited Hyun Jong Kim CE BYN851 - active, Morgan Stanley Asia Limited Fiona Yizhen Tay CE BYO160 - ceased Xihang Bian CE BYM353 - active, Skyway Pacific Research and Capital Management Limited Yuanxi Xu CE BYK993 - active, Sinolink Securities (Hong Kong) Company Limited Nan Hai CE BWU708 - active, LinCheng Capital Limited Ka Lok Peter Mok CE BYN642 - active, ABN AMRO Clearing Hong Kong Limited Jie Huang CE BYO546 - active, Ares Management Asia (Hong Kong) Limited Hui Zhang CE BYC218 - active, Bopu Asset Management (Hong Kong) Limited Xueling Zhang CE BYM106 - active, BOCI Securities Limited Aditya Chintamani Dingankar CE BYN766 - active, CLSA Limited Jiayi Zhou CE BYN050 - active, CMB International Capital Limited Chun Pong Ho CE BYM921 - active, CMB International Securities Limited Chenqi Xu CE BYM368 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Dongguo Tang CE BYK409 - active, CLSA Limited Chun Chak Wong CE BYO047 - active, Chief Securities Limited Ka Ying Sin CE BYN426 - active, China Merchants Securities (HK) Co., Limited Jiapeng Li CE BYO245 - active, Citigroup Global Markets Asia Limited Ziqi Chen CE BYO509 - active, Forthright Securities Company Limited Jing Jiang CE BYO554 - active, Fosun International Securities Limited Yigong Huang CE BYI774 - active, Frontpage Capital Limited Jinxi Sun CE BYO553 - active, Fosun International Securities Limited Wenli Chen CE BYO404 - active, Goldman Sachs Asset Management (Hong Kong) Limited John Gene Lee CE BYN968 - active, Guotai Junan Securities (Hong Kong) Limited Jiahui Zhao CE BYN831 - active, Guotai Junan Capital Limited Seung Hyun Kim CE BYO277 - active, Houlihan Lokey (China) Limited Yui Kiu Chan CE BYN819 - active, Janus Henderson Investors Hong Kong Limited Fuqing Huang CE BYD833 - active, Long Key Capital Limited Chun Yin Poon CE BYO417 - active, Macquarie Capital Limited Junlang Chen CE BYN100 - active, Moelis & Company Asia Limited Xinying Chen CE BYN543 - active, Moelis & Company Asia Limited Yanbing Pan CE BYN271 - active, Merrill Lynch (Asia Pacific) Limited Bingzhe Ma CE BVK493 - active, Octo Rivers Asset Management (HK) Limited Zheng Ting Ho CE BYO230 - ceased Xiaoyan Zhao CE BYM052 - active, Orient Capital (Hong Kong) Limited Yi Hung Huang CE BYO282 - active, PIMCO Asia Limited Ying Deng CE BXX371 - active, QFIN HK Limited Zhenbo Wu CE BVJ828 - active, QFIN HK Limited Xin Sheng Li CE BYN992 - active, Rainbow Capital (HK) Limited Lee-Ching Tsai CE BYN158 - active, SinoPac Securities (Asia) Limited Yiqian Li CE BYN041 - active, Stoneylake Asset Management (Hong Kong) Limited Cheuk Yin Wang CE BYJ388 - active, UCAP Securities (HK) Limited Junying An CE BYO319 - active, UBS Securities Asia Limited Ho Luen Pun CE BYJ791 - active, Winx International Futures Co., Limited Xia Zhao CE BYD078 - active, ZG Capital Management Limited Tao Wei CE BWH080 - active, China Central Reliance Securities Company Limited Shu Zheng CE BWS064 - active, China Central Reliance Securities Company Limited Lun Fung Lee CE BWE422 - active, Ares Management Asia (Hong Kong) Limited Zuohang Lyu CE BYN633 - active, Ark Group Holdings (Hong Kong) Limited Jiajun Yao CE BYN818 - active, Ark Group Holdings (Hong Kong) Limited Xing Yu Zenith Yao CE BYN869 - active, Ark Group Holdings (Hong Kong) Limited Ping Zhu CE BYN702 - ceased Hyukgi Min CE BYN703 - active, CLSA Limited Yiqun Fang CE BYM952 - active, China International Capital Corporation Hong Kong Securities Limited Peizhuo Liu CE BYM949 - active, China International Capital Corporation Hong Kong Securities Limited Leran Sun CE BYM661 - active, China International Capital Corporation Hong Kong Securities Limited Yunzi Yuan CE BYO449 - active, China Securities (International) Corporate Finance Company Limited Tak Man Lau CE BKB406 - active, Core Securities Company Limited (The) Ziqi Deng CE BYJ087 - active, First Sentier Investors (Hong Kong) Limited Xiansheng Tao CE BYI015 - active, First Shanghai Capital Limited Zhixian Duan CE BYL033 - active, Flow Traders Hong Kong Limited Thomas Liu CE AFE998 - active, General Atlantic Asia Limited Hongjie Zhao CE BYI998 - active, Hafoo Securities Limited Koichiro Taniyama CE BYN946 - active, Instinet Pacific Limited Wing Yan Ivy Tsang CE BYM610 - active, Morgan Stanley Asia Limited Baitong Li CE BYN724 - active, Point72 Hong Kong Limited Ruiyang Gao CE BYN106 - active, Qube Research & Technologies Hong Kong Limited Tatsuya Toda CE BYO576 - active, SMBC Nikko Securities (Hong Kong) Limited Tak Sing Yau CE BYO583 - active, Bitfire Asset Management (Hong Kong) Limited Jiaxu Gong CE BYN502 - active, South China Securities Limited Yingshu Lu CE BYH800 - active, Yunfeng Securities Limited Xiaofei Gu CE BXE001 - active, Aetheris Strategic Capital Limited Shangchen Zhou CE BXE002 - active, Aetheris Strategic Capital Limited Dandan Huang CE BXX359 - active, 3Rivers Trading Hong Kong Limited Yixiang Hou CE BYM852 - active, Bosera Asset Management (International) Co., Limited Zhenhua Zhou CE BYL920 - active, CMB International Asset Management Limited Peter Louise Dela Cruz Garnace CE BYO130 - active, CLSA Limited Zhimin Zhou CE BYN630 - active, CMB International Global Markets Limited Ruiying Lu CE BYJ871 - active, CN First International Futures Limited Yifan Yang CE BYG481 - active, CN First International Futures Limited Jiahua He CE BYM999 - active, Caitong International Capital Co., Limited Meihua Chen CE BYM714 - active, Cheer Union Securities Limited Yuchen Xie CE BYM523 - active, Changjiang Securities Brokerage (HK) Limited Xiaoling Zhang CE BYO330 - active, UX Securities Limited Binghan Jiang CE BYH741 - active, E Fund Management (Hong Kong) Co., Limited Shaobo Yu CE BYN809 - active, E Fund Management (Hong Kong) Co., Limited Qihang Zhai CE BYN911 - active, E Fund Management (Hong Kong) Co., Limited Xingfu Dong CE BYK421 - active, Fosun International Securities Limited Hongfei Qiu CE BYC725 - active, Forthright Securities Company Limited Yaya Wu CE BYJ387 - active, Fosun International Securities Limited Yuanzhi Zhang CE BYK624 - ceased Yee Lam So CE BYN447 - active, Infinity Asset Management Limited Peicheng Qiu CE BYJ779 - active, J.P. Morgan Broking (Hong Kong) Limited Shiling Huang CE BYO244 - active, Kings Securities Limited Yanbing Meng CE BYJ906 - active, KGI Asia Limited Yuk Ning Marian Sung CE BYM721 - active, KGI Asia Limited Siyuan Xu CE BYN387 - active, KGI Asia Limited Qinyu Deng CE BYM513 - active, Merrill Lynch (Asia Pacific) Limited Warwick James Foy CE BYO074 - active, Natixis Asia Limited Virginia Watanabe CE BYO483 - active, Nomura International (Hong Kong) Limited Ho Long Yeung CE BYO195 - active, Point72 Hong Kong Limited Chengyuan Yu CE BYJ163 - active, Solomon JFZ (Asia) Holdings Limited Yijun Xu CE BYK493 - active, Trend Up Investment (HK) Limited Hoi Yat Hong Wong CE BYO312 - active, Aden Financial Group Limited Weihao Xiao CE BYK695 - active, CITIC Securities International Global Markets Limited Xuezhang Tang CE BYH812 - active, CLSA Limited Zhenxing Guo CE BXP612 - active, China Merchants Securities (HK) Co., Limited Baihan Dong CE BYO352 - active, China Securities (International) Brokerage Company Limited Xinling Yang CE BYN470 - active, China Merchants Securities (HK) Co., Limited Feng Zong CE BYO066 - active, China Securities (International) Brokerage Company Limited Linxuan Liu CE BYA457 - active, GF Capital (Hong Kong) Limited Zhaowei Sun CE BYA451 - active, GF Capital (Hong Kong) Limited Wei Wen CE BYA534 - active, GF Capital (Hong Kong) Limited Liu Yang CE BYA456 - active, GF Capital (Hong Kong) Limited Yung Yung Cheung CE BIS105 - active, Golden Hen Investment Management Limited Junxian Chen CE BYO829 - active, Goldman Sachs (Asia) L.L.C. Siyao Fan CE BYF931 - active, J.P. Morgan Securities (Far East) Limited You Zhou CE BYN234 - active, Ren Bridge Asset Management (Hong Kong) Co. Limited Chang Lu CE BYJ489 - active, Riches Credit Asset Management Limited Chik Seng Ching CE BYC058 - active, StoneX Financial (HK) Limited Sin Ping Richard Lau CE BYF070 - active, StoneX Financial (HK) Limited Mengda Li CE BYN657 - active, TX Capital (HK) Limited Chaobing Ye CE BYF831 - active, WinSmart Investment Management Limited Ka Leong Lee CE BVK917 - active, Winner Zone Asset Management Limited Haosheng Zhou CE BYM621 - active, XinXi Asset Management (Hong Kong) Limited Shaoyong Wu CE BYK274 - ceased Zhifei Xia CE BYL927 - active, Zhongtai International Securities Limited Yan Chak Kwok CE BYM636 - active, uSmart Securities Limited Zhongxin Ding CE BXQ609 - active, Rectified Flow Capital Limited Yanting Liu CE BXQ611 - active, Rectified Flow Capital Limited Xingjian Chen CE BYO185 - active, BOCI Securities Limited Zhiruo Chen CE BYO351 - active, Bitfire Asset Management (Hong Kong) Limited Qingzhen Chen CE BYN881 - active, CLSA Limited Chuchao Feng CE BYO614 - active, Citigroup Global Markets Asia Limited Chaebin Lim CE BYO294 - active, Citigroup Global Markets Asia Limited Anusha Madireddy CE BYO547 - ceased Yiu Wai Yuen CE BYO065 - active, E20 Capital Limited Bhavin Vipin Shukla CE BYO530 - ceased Lianke Hu CE BYO992 - active, Fortune (HK) Securities Limited Zhengle Wei CE BYC499 - active, Fosun International Securities Limited Wing Fai Mak CE BYO639 - active, Golden Hen Securities and Futures Limited Xiang Chu CE BYM071 - active, J.P. Morgan Broking (Hong Kong) Limited Yi Hin Fong CE BYK129 - active, JPMorgan Funds (Asia) Limited Nachuan Zhao CE BYC235 - active, J.P. Morgan Securities (Far East) Limited Eden Nikolas Vasica CE BYI038 - active, J.P. Morgan Broking (Hong Kong) Limited Ka Yeung Winson Kwong CE BYO239 - active, Man Investments (Hong Kong) Limited William Francis Berry CE BYK533 - active, Northern Trust Company of Hong Kong Limited, The Daniel Rizardi Sorrentino CE BXX844 - active, Patria Investments Hong Kong Limited Xiaoqi Zeng CE BYJ350 - active, Raffles Assets Management (HK) Co. Limited Xiuguan Li CE BYM629 - active, SDIC Securities Asset Management (Hong Kong) Limited Steven Andrew Willmann CE BYN738 - active, TPG Capital, Limited Yinn Man Ho CE BYL060 - active, VMS Securities Limited Raphael Wen Lee CE BYK436 - ceased Wen Shen Chen CE BVC699 - active, Venture Smart Asia Limited Kudzai Ndondo CE BYO586 - ceased Adil Caner Sener CE BXB282 - active, PEI Global Partners (Asia Pacific) Limited Justin Alvin Liang CE BYE479 - active, APES Capital Management Limited Wan Wang CE BYP114 - active, BlackRock Asset Management North Asia Limited Xuan Chen CE BYO855 - active, CN First International Futures Limited Yao Wang CE BYM528 - active, Changjiang Securities Brokerage (HK) Limited Nan Zhang CE BYM522 - active, Changjiang Securities Brokerage (HK) Limited Mengping Deng CE BYN800 - active, China Merchants Securities (HK) Co., Limited Victor Henry Lau CE BYM099 - active, Clearstream Fund Centre (Hong Kong) Limited Hong Tik Lau CE BYO771 - active, Forthright Securities Company Limited Jiawei Leung CE BYO805 - active, Forthright Securities Company Limited Xue Qian CE BYN789 - active, Forthright Securities Company Limited Shuming Shi CE BYP239 - active, Forthright Securities Company Limited Fuqianrong Yu CE BYO813 - active, Forthright Securities Company Limited Jiebin Luo CE BYI454 - active, Futu Securities International (Hong Kong) Limited Xiao Chen CE BYO761 - active, Goldman Sachs (Asia) L.L.C. Shaoling Chen CE BYO043 - active, Haitong International Securities Company Limited Bryce Todd Zuccoli CE BYO214 - active, HSBC Securities Brokers (Asia) Limited Yaoting Li CE BYO818 - active, Goldman Sachs (Asia) L.L.C. Yuheng Wang CE BYO802 - active, Goldman Sachs (Asia) L.L.C. Yajing Chen CE BYI001 - active, Huatai Financial Holdings (Hong Kong) Limited Yichen Wei CE BYO731 - active, Goldman Sachs (Asia) L.L.C. Yixun Wu CE BYO797 - active, Goldman Sachs (Asia) L.L.C. Jingxiao Xu CE BYO724 - active, Goldman Sachs (Asia) L.L.C. Zhaoxiang Zheng CE BYO757 - active, Goldman Sachs (Asia) L.L.C. Alvin M Chen CE BYP066 - active, Jane Street Asia Pacific Limited Robin Lam CE BYO763 - active, Jefferies Hong Kong Limited Shimin Shan CE BYK248 - active, Huatai Financial Holdings (Hong Kong) Limited Yueyue Wu CE BYK903 - active, Huatai Financial Holdings (Hong Kong) Limited Scott Robert Kurtis CE BUT910 - ceased Steven Jim Victor Chahine CE BYO815 - active, Merrill Lynch (Asia Pacific) Limited Hanhao Fang CE BYO469 - active, Minmetals Financial Services Limited Lauren Taylor Vanstone CE BYQ185 - active, Merrill Lynch (Asia Pacific) Limited Zeyuan Tian CE BYN988 - active, Merrill Lynch (Asia Pacific) Limited Hohyeon Jeon CE BYO627 - active, Morgan Stanley Asia Limited Jongmin Kim CE BYO503 - active, Morgan Stanley Asia Limited Qiyuan Lin CE BYO482 - active, Morgan Stanley Asia Limited Tinrui Toh CE BYO804 - active, Morgan Stanley Asia Limited Bojun Wang CE BYO598 - active, Morgan Stanley Asia Limited Zhuoheng Xie CE BYO484 - active, Morgan Stanley Asia Limited Ruidi Luo CE BYO816 - active, Poseidon Capital Limited Kazunori Maki CE BYO602 - active, SMBC Nikko Securities (Hong Kong) Limited Wanjing Tang CE BYK786 - ceased Jing Hua Mu CE BYO522 - active, Sense Capital Management Limited Hongjiang Luo CE BYM018 - active, Sinolink Securities (Hong Kong) Company Limited Julian St John Harding CE BXY942 - active, State Street Global Advisors Asia Limited Yunqiao Pu CE BYK909 - active, Taikang Asset Management (Hong Kong) Company Limited Ali El Ghorfi CE BYO970 - ceased Zheng Yao CE BYN612 - active, AlpInvest Partners Limited Aijia Sun CE BYN686 - active, Ares Management Asia (Hong Kong) Limited Joon Oh CE BYP923 - active, Asia Alternatives Advisor Hong Kong Limited Ka Yiu Li CE BYO052 - active, BANDS Financial Limited Dania Binte Kamaludeen CE BYO693 - ceased Kok Fai Chow CE BYO835 - ceased Nophakit Jantananon CE BYO692 - ceased Yu-Tung Kuo CE BYO532 - ceased Chen Li CE BYM430 - ceased Hans Filip Mena-Berlin CE BYO642 - ceased Timothy Axel Susanto CE BYO834 - ceased Sean Teh CE BYO529 - ceased Yongle Zhang CE BYN403 - active, CITIC CLSA Capital Partners HK Limited Clement Min Tze Chua CE BYN221 - active, CLSA Limited Vanessa Aimee Garibaldi CE BYO194 - active, CLSA Limited Haozhong Zhang CE BYF177 - active, CLSA Limited