Hong Kong SFC Licensed Individuals Directory

Haisu Ding CE BYJ851 - active, CITIC Securities Brokerage (HK) Limited Jianhao Li CE BYM076 - active, CITIC Securities International Global Markets Limited Ruoqian Shen CE BYM153 - active, CITIC Securities International Global Markets Limited Ziyu Wang CE BYJ531 - active, CMB International Capital Limited Shizhe Xu CE BYK383 - active, CITIC Securities Brokerage (HK) Limited Xiaohan Zhou CE BYJ853 - active, CITIC Securities Brokerage (HK) Limited Alexander Daniel Ramsbottom Isherwood CE BYO132 - active, CLSA Limited Yuchen Zhong CE BYK823 - active, CNCB (Hong Kong) Capital Limited Yuan Ma CE BYN302 - active, China Angel Fund Management (HK) Company Limited Ciqiao Wang CE BYO161 - active, CLSA Limited Yan Kit Wong CE BYM474 - active, CLSA Limited Wuzhen Zhan CE BYN471 - active, China Merchants Securities (HK) Co., Limited Sirui Lin CE BYJ705 - active, Dymon Asia Capital (HK) Limited Debangshu Chakrabarti CE BYN225 - active, Eclipse Options (HK) Limited Khush Dilan Shah CE BYN226 - active, Eclipse Options (HK) Limited Maksym Zhalilo CE BYN224 - active, Eclipse Options (HK) Limited Jiun Wen Chee CE BYN218 - ceased Siming Liu CE BYK542 - active, GREENWILL ASSET MANAGEMENT (HONG KONG) LIMITED Xinyue Hou CE BYH694 - active, Gentleman Capital Limited Zhiyuan Gao CE BYN834 - active, Guotai Junan Capital Limited Li He CE BYN515 - active, Guotai Junan Capital Limited Jiacheng Qi CE BYN828 - active, Guotai Junan Capital Limited Junchao Mo CE BYM427 - active, Guotai Junan Securities (Hong Kong) Limited Enyu Zhou CE BYN836 - active, Guotai Junan Capital Limited Ee Lyn Lim CE BYK798 - active, Haitong International Securities Company Limited Xiaoyu Fu CE BYN216 - active, MUFG Securities Asia Limited Gabriel Reuben Harlan CE BYN636 - active, Macquarie Asia Securities Limited Ying He CE BYN699 - active, Merrill Lynch (Asia Pacific) Limited Muchen Fu CE BYN452 - active, Merrill Lynch (Asia Pacific) Limited Kohei Hotta CE BYN848 - active, Mizuho Securities Asia Limited Zhengzhuo Li CE BYO055 - active, Merrill Lynch (Asia Pacific) Limited Julian Bongrain CE BYN987 - active, Morgan Stanley Asia Limited Gihyun Yun CE BYN458 - active, Moody's Investors Service Hong Kong Limited Cheng Wei Xu CE BYN983 - active, Merrill Lynch (Asia Pacific) Limited Chi Fong Yip CE BYN142 - active, Merrill Lynch (Asia Pacific) Limited Hyun Jong Kim CE BYN851 - active, Morgan Stanley Asia Limited Fiona Yizhen Tay CE BYO160 - active, Nomura International (Hong Kong) Limited Xihang Bian CE BYM353 - active, Skyway Pacific Research and Capital Management Limited Yuanxi Xu CE BYK993 - active, Sinolink Securities (Hong Kong) Company Limited Nan Hai CE BWU708 - active, LinCheng Capital Limited Ka Lok Peter Mok CE BYN642 - active, ABN AMRO Clearing Hong Kong Limited Jie Huang CE BYO546 - active, Ares Management Asia (Hong Kong) Limited Hui Zhang CE BYC218 - active, Bopu Asset Management (Hong Kong) Limited Xueling Zhang CE BYM106 - active, BOCI Securities Limited Aditya Chintamani Dingankar CE BYN766 - active, CLSA Limited Jiayi Zhou CE BYN050 - active, CMB International Capital Limited Chun Pong Ho CE BYM921 - active, CMB International Securities Limited Chenqi Xu CE BYM368 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Dongguo Tang CE BYK409 - active, CLSA Limited Chun Chak Wong CE BYO047 - active, Chief Securities Limited Ka Ying Sin CE BYN426 - active, China Merchants Securities (HK) Co., Limited Jiapeng Li CE BYO245 - active, Citigroup Global Markets Asia Limited Ziqi Chen CE BYO509 - active, Forthright Securities Company Limited Jing Jiang CE BYO554 - active, Fosun International Securities Limited Yigong Huang CE BYI774 - active, Frontpage Capital Limited Jinxi Sun CE BYO553 - active, Fosun International Securities Limited Wenli Chen CE BYO404 - active, Goldman Sachs Asset Management (Hong Kong) Limited John Gene Lee CE BYN968 - active, Guotai Junan Securities (Hong Kong) Limited Jiahui Zhao CE BYN831 - active, Guotai Junan Capital Limited Seung Hyun Kim CE BYO277 - active, Houlihan Lokey (China) Limited Yui Kiu Chan CE BYN819 - active, Janus Henderson Investors Hong Kong Limited Fuqing Huang CE BYD833 - active, Long Key Capital Limited Chun Yin Poon CE BYO417 - active, Macquarie Capital Limited Junlang Chen CE BYN100 - active, Moelis & Company Asia Limited Xinying Chen CE BYN543 - active, Moelis & Company Asia Limited Yanbing Pan CE BYN271 - active, Merrill Lynch (Asia Pacific) Limited Bingzhe Ma CE BVK493 - active, Octo Rivers Asset Management (HK) Limited Zheng Ting Ho CE BYO230 - active, Nomura International (Hong Kong) Limited Xiaoyan Zhao CE BYM052 - active, Orient Capital (Hong Kong) Limited Yi Hung Huang CE BYO282 - active, PIMCO Asia Limited Ying Deng CE BXX371 - active, QFIN HK Limited Zhenbo Wu CE BVJ828 - active, QFIN HK Limited Xin Sheng Li CE BYN992 - active, Rainbow Capital (HK) Limited Lee-Ching Tsai CE BYN158 - active, SinoPac Securities (Asia) Limited Yiqian Li CE BYN041 - active, Stoneylake Asset Management (Hong Kong) Limited Cheuk Yin Wang CE BYJ388 - active, UCAP Securities (HK) Limited Junying An CE BYO319 - active, UBS Securities Asia Limited Ho Luen Pun CE BYJ791 - active, Winx International Futures Co., Limited Xia Zhao CE BYD078 - active, ZG Capital Management Limited Tao Wei CE BWH080 - active, China Central Reliance Securities Company Limited Shu Zheng CE BWS064 - active, China Central Reliance Securities Company Limited Lun Fung Lee CE BWE422 - active, Ares Management Asia (Hong Kong) Limited Zuohang Lyu CE BYN633 - active, Ark Group Holdings (Hong Kong) Limited Jiajun Yao CE BYN818 - active, Ark Group Holdings (Hong Kong) Limited Xing Yu Zenith Yao CE BYN869 - active, Ark Group Holdings (Hong Kong) Limited Ping Zhu CE BYN702 - active, Ark Group Holdings (Hong Kong) Limited Hyukgi Min CE BYN703 - active, CLSA Limited Yiqun Fang CE BYM952 - active, China International Capital Corporation Hong Kong Securities Limited Peizhuo Liu CE BYM949 - active, China International Capital Corporation Hong Kong Securities Limited Leran Sun CE BYM661 - active, China International Capital Corporation Hong Kong Securities Limited Yunzi Yuan CE BYO449 - active, China Securities (International) Corporate Finance Company Limited Tak Man Lau CE BKB406 - active, Core Securities Company Limited (The) Ziqi Deng CE BYJ087 - active, First Sentier Investors (Hong Kong) Limited Xiansheng Tao CE BYI015 - active, First Shanghai Capital Limited Zhixian Duan CE BYL033 - active, Flow Traders Hong Kong Limited Thomas Liu CE AFE998 - active, General Atlantic Asia Limited Hongjie Zhao CE BYI998 - active, Hafoo Securities Limited Koichiro Taniyama CE BYN946 - active, Instinet Pacific Limited Wing Yan Ivy Tsang CE BYM610 - active, Morgan Stanley Asia Limited Baitong Li CE BYN724 - active, Point72 Hong Kong Limited Ruiyang Gao CE BYN106 - active, Qube Research & Technologies Hong Kong Limited Tatsuya Toda CE BYO576 - active, SMBC Nikko Securities (Hong Kong) Limited Tak Sing Yau CE BYO583 - active, Bitfire Asset Management (Hong Kong) Limited Jiaxu Gong CE BYN502 - active, South China Securities Limited Yingshu Lu CE BYH800 - active, Yunfeng Securities Limited Xiaofei Gu CE BXE001 - active, Aetheris Strategic Capital Limited Shangchen Zhou CE BXE002 - active, Aetheris Strategic Capital Limited Dandan Huang CE BXX359 - active, 3Rivers Trading Hong Kong Limited Yixiang Hou CE BYM852 - active, Bosera Asset Management (International) Co., Limited Zhenhua Zhou CE BYL920 - active, CMB International Asset Management Limited Peter Louise Dela Cruz Garnace CE BYO130 - active, CLSA Limited Zhimin Zhou CE BYN630 - active, CMB International Global Markets Limited Ruiying Lu CE BYJ871 - active, CN First International Futures Limited Yifan Yang CE BYG481 - active, CN First International Futures Limited Jiahua He CE BYM999 - active, Caitong International Capital Co., Limited Meihua Chen CE BYM714 - active, Cheer Union Securities Limited Yuchen Xie CE BYM523 - active, Changjiang Securities Brokerage (HK) Limited Xiaoling Zhang CE BYO330 - active, China DIFI Securities Limited Binghan Jiang CE BYH741 - active, E Fund Management (Hong Kong) Co., Limited Shaobo Yu CE BYN809 - active, E Fund Management (Hong Kong) Co., Limited Qihang Zhai CE BYN911 - active, E Fund Management (Hong Kong) Co., Limited Xingfu Dong CE BYK421 - active, Fosun International Securities Limited Hongfei Qiu CE BYC725 - active, Forthright Securities Company Limited Yaya Wu CE BYJ387 - active, Fosun International Securities Limited Yuanzhi Zhang CE BYK624 - active, Fosun International Securities Limited Yee Lam So CE BYN447 - active, Infinity Asset Management Limited Peicheng Qiu CE BYJ779 - active, J.P. Morgan Broking (Hong Kong) Limited Shiling Huang CE BYO244 - active, Kings Securities Limited Yanbing Meng CE BYJ906 - active, KGI Asia Limited Yuk Ning Marian Sung CE BYM721 - active, KGI Asia Limited Siyuan Xu CE BYN387 - active, KGI Asia Limited Qinyu Deng CE BYM513 - active, Merrill Lynch (Asia Pacific) Limited Warwick James Foy CE BYO074 - active, Natixis Asia Limited Virginia Watanabe CE BYO483 - active, Nomura International (Hong Kong) Limited Ho Long Yeung CE BYO195 - active, Point72 Hong Kong Limited Chengyuan Yu CE BYJ163 - active, Solomon JFZ (Asia) Holdings Limited Yijun Xu CE BYK493 - active, Trend Up Investment (HK) Limited