Lai Tian
田来
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Tian (田来), CE reference BTD788. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-04-30 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-10 | 2024-01-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-10 | 2024-01-18 |