Dong Zhuang
莊東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Zhuang (莊東), a licensed Representative with CE reference BNN869. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-05-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-11 | 2024-09-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-11 | 2024-09-30 |