Yan Fu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Fu (付岩), a licensed Responsible Officer with CE reference BBT112. Currently licensed at 2 firm(s): Guotai Junan Capital Limited, Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-07-07 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-02 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-09-02 | 2026-07-07 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-04 | 2025-04-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-04 | 2025-04-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-02-04 | 2025-04-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 9 - Asset management | 2025-02-04 | 2025-04-08 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-23 | 2024-06-07 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-23 | 2024-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-15 | 2021-03-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-15 | 2021-03-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-15 | 2021-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Fu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.