Kai Yi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yi Li (李佳宜), a licensed Representative with CE reference BRV950. Currently licensed at 2 firm(s): CMBC International Capital Limited, CMBC Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 4.9 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-23 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-23 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-06-23 | present |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-22 | 2026-05-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-22 | 2026-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.