Ho Yan Lau
劉可欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan Lau (劉可欣), a licensed Responsible Officer with CE reference BHZ343. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 9.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-12-11 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-26 | 2025-12-11 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2021-07-01 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-10 | 2021-07-01 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-17 | 2018-07-21 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-17 | 2018-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.