HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking Securities (Asia) Limited (滙豐金融證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference BYI444. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 45 (total recorded over time: 522). Earliest licence on file: 2015-01-19.
- Category:
-
Sell side · Brokerage
- Registered address:
- Level 25, HSBC Main Building, 1 Queen's Road Central, Hong Kong, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 1 - Dealing in securities | 2026-08-03 | present |
| Type 4 - Advising on securities | 2015-01-19 | present |
| Type 4 - Advising on securities | 2026-08-03 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-09-10 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-10 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| Type 9 - Asset management | Pre-2003 | 2004-09-10 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (522)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Shu Tin Chang 張樹田 | RO 1 Rep 1 | 2008-01 | Present |
| Kinson Keng Wah Chow 周健華 | RO 1 Rep 1 | 2023-10 | Present |
| Leon Sik Lim Keung 姜錫廉 | RO 1 Rep 1, 4 | 2014-02 | Present |
| Wing Ho Felix Kwok 郭永晧 | RO 1 Rep 1 | 2024-12 | Present |
| Patrick Shun Wai Lai 賴汛維 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Siu Man Lau 劉紹文 | RO 4 Rep 1, 4 | 2014-06 | Present |
| Chi Kin Lee 李志建 | RO 1, 4 Rep 1, 4 | 2021-05 | Present |
| Ki Wo 鄔奇 | RO 1, 4 Rep 1, 4 | 2014-07 | Present |
| Tsz Ping Chan 陳梓萍 | Rep 1, 4 | 2007-08 | Present |
| Ka Ki Cheung 張家琪 | Rep 1 | 2023-12 | Present |
| Kwong Wa Cheung 張光華 | Rep 1, 4 | 2013-12 | Present |
| Siu Ling Cheung 張少玲 | Rep 1 | 2025-04 | Present |
| Wai Hong Ip 葉偉康 | Rep 1, 4 | 2013-12 | Present |
| Hin Sing Kwan 關顯聲 | Rep 1, 4 | 2013-01 | Present |
| Chi Chung Kwok 郭志聰 | Rep 1, 4 | 2014-08 | Present |
| Yau Nin Lai 賴猷年 | Rep 1, 4 | 2010-08 | Present |
| Lap Fung Lam 林立峰 | Rep 1, 4 | 2022-07 | Present |
| Ho Cheong Lau 劉浩昌 | Rep 1, 4 | 2021-03 | Present |
| Kwan Yiu Lau 劉鈞耀 | Rep 1, 4 | 2011-10 | Present |
| Miu Ying Lau 劉妙凝 | Rep 1, 4 | 2013-12 | Present |
| Pui Ching Lau 劉珮青 | Rep 1, 4 | 2022-11 | Present |
| Ka Hing Lee 李嘉興 | Rep 1, 4 | 2017-01 | Present |
| Elaine Wai Yin Leung 梁偉妍 | Rep 1, 4 | 2006-02 | Present |
| Matthew Man Wai Leung 梁文威 | Rep 1, 4 | 2010-09 | Present |
| Chi Wing Li 李志榮 | Rep 1, 4 | 2014-04 | Present |
| Kwok Yin Li 李國賢 | Rep 1, 4 | 2007-05 | Present |
| Wai Han Li 李惠嫻 | Rep 1, 4 | 2017-08 | Present |
| Chi Kwan Lin 連子鈞 | Rep 1, 4 | 2007-09 | Present |
| Chun Kwan Lo 羅俊坤 | Rep 1 | 2012-04 | Present |
| Kenny Yick Chun Lo 羅翊晉 | Rep 1, 4 | 2013-12 | Present |
| Ka Fung Ma 馬家鳳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kelvin Ka Wing Mak 麥家榮 | Rep 1, 4 | 2012-06 | Present |
| Kwok Sing Mak 麥國星 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Yiu Hong Mak 麥耀康 | Rep 1, 4 | 2010-12 | Present |
| Kwok Hung Ng 吳國雄 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ray Wai Yin Ng 吳偉然 | Rep 1, 4 | 2010-04 | Present |
| Kwok Pan Ngai 魏國彬 | Rep 1, 4 | 2019-10 | Present |
| Yuen Ying Pang 彭婉盈 | Rep 1 | 2005-06 | Present |
| Yat Kei Shum 沈逸基 | Rep 1, 4 | 2014-07 | Present |
| Tsz Kit So 蘇子杰 | Rep 1, 4 | 2019-03 | Present |
| Hon Fai Tang 鄧漢輝 | Rep 1, 4 | 2014-03 | Present |
| Hing Sum Tsang 曾慶琛 | Rep 1 | 2023-02 | Present |
| Chor Yee Wong 王楚儀 | Rep 1 | 2005-01 | Present |
| Ka Ho Wong 黃嘉豪 | Rep 1, 4 | 2018-11 | Present |
| Nga Chi Wu 胡雅芝 | Rep 1, 4 | 2022-08 | Present |
| Wai Yee Wong 王煒義 | Rep 1 | 2022-09 | 2026-07 |
| Chun Wah Lam 林俊華 | Rep 1, 4 | 2006-08 | 2026-06 |
| Chung Wing Chan 陳頌榮 | Rep 1, 4 | 2019-10 | 2026-06 |
| Wing Sheung Kwok 郭榮嫦 | Rep 1 | 2015-03 | 2026-04 |
| Ching Yiu Lim 林靜瑤 | Rep 1, 4 | 2015-10 | 2026-04 |
| Angelina Wai San Yu 余偉珊 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2026-03 |
| Winston Hon Tao Ho 何漢滔 | RO 1 Rep 1 | 2024-09 | 2026-02 |
| Yin Wa Pak 白燕華 | Rep 1 | 2015-06 | 2026-02 |
| Alfred Ka Fei Wong 黃家輝 | Rep 1, 4 | 2015-02 | 2026-01 |
| Pak Hei Chan 陳柏熹 | Rep 1, 4 | 2019-03 | 2026-01 |
| Man Man Cheng 鄭敏文 | Rep 1 | 2021-12 | 2026-01 |
| Yun Chak Hui 許潤澤 | Rep 1, 4 | 2022-04 | 2026-01 |
| Tin Po Hung 洪天寶 | Rep 1, 4 | 2007-01 | 2026-01 |
| Wai Keung Law 羅偉強 | Rep 1, 4 | 2013-12 | 2026-01 |
| Axel Syng Lee 李陞 | Rep 1, 4 | 2015-08 | 2026-01 |
| Yu Ting Lee 李雨霆 | Rep 1, 4 | 2021-08 | 2026-01 |
| Hoi Wai Leung 梁海威 | Rep 1, 4 | 2019-08 | 2026-01 |
| Lai Chi Pun 潘勵智 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2026-01 |
| Hing Fai Suen 孫慶輝 | Rep 1, 4 | 2021-08 | 2026-01 |
| Ching Yu Tsang 曾靜如 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2026-01 |
| Kai Ho Tsang 曾啟豪 | Rep 1, 4 | 2019-03 | 2026-01 |
| Ho Ming Wong 王豪銘 | Rep 1, 4 | 2022-07 | 2026-01 |
| Hon Ying Yeung 楊漢英 | Rep 1 | 2010-06 | 2026-01 |
| Chun Lam Yip 葉雋霖 | Rep 1, 4 | 2007-01 | 2026-01 |
| Terence Cheng 鄭霆鈞 | Rep 1 | 2022-11 | 2025-12 |
| Amy Siu Hung Li 李小紅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-12 |
| Andrew Leung Wai Yiu 姚亮威 | RO 1, 4 Rep 4 | 2017-09 | 2025-12 |
| Ka Yan Lee 李嘉欣 | Rep 1 | 2023-04 | 2025-11 |
| Shu Pui Lo 羅樹培 | Rep 1, 4 | 2013-12 | 2025-11 |
| Kim Ming Tse 謝劍明 | RO 1 Rep 1 | 2014-11 | 2025-10 |
| Wai Hon Wong 黃煒瀚 | Rep 1, 4 | 2022-05 | 2025-10 |
| Ho Ting Rene Chow 周浩霆 | Rep 1, 4 | 2014-12 | 2025-10 |
| Ying Na Chu 朱映娜 | Rep 1 | 2021-08 | 2025-08 |
| Ho Chuen Lai 黎皓泉 | Rep 1, 4 | 2022-02 | 2025-08 |
| Shuk Fong Yu 余淑芳 | Rep 1, 4 | 2024-04 | 2025-08 |
| July Po Chu Lam 林寶珠 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-07 |
| Kai Ho Lo 盧啟賀 | Rep 1, 4 | 2021-10 | 2025-07 |
| Chi Hang Leung 梁志恒 | RO 1, 4 Rep 1, 4 | 2025-01 | 2025-07 |
| Lap Lam Leung 梁立林 | Rep 1, 4 | 2017-11 | 2025-07 |
| Hing Fung Yeung 楊慶豐 | Rep 1, 4 | 2021-09 | 2025-07 |
| Sze Yuen Chan 陳思遠 | Rep 1, 4 | 2022-04 | 2025-06 |
| Hong Wang 王紅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-04 |
| Man Kwong Ho 何民光 | Rep 1 | 2012-04 | 2025-03 |
| Wilfred Ka Tsun Hui 許家進 | Rep 1, 4 | 2009-12 | 2025-02 |
| Chi Yin Chan 陳志彥 | Rep 1, 4 | 2022-03 | 2025-02 |
| Kwong Yan Ho 何廣恩 | Rep 1, 4 | 2009-10 | 2024-09 |
| Amy Ka Yan Lee 李家欣 | Rep 1 | 2021-12 | 2024-07 |
| Stephanie Man Ching Wong 黃曼晴 | Rep 1 | 2020-11 | 2024-06 |
| Kin Ying Chan 陳建瑛 | Rep 1 | 2021-11 | 2024-06 |
| Po Kit Wong 黃譜傑 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-06 |
| Tak Sum Chan 陳德森 | Rep 1, 4 | 2020-11 | 2024-02 |
| Jessica Shin Yue Kong 江倩如 | Rep 1 | 2022-03 | 2023-07 |
| Dixon Chim 詹德舜 | Rep 1, 4 | 2022-04 | 2023-06 |
| Kam Wai Cheung 張錦偉 | Rep 1 | 2021-01 | 2023-06 |
| Tsz Fung Ng 吳梓楓 | Rep 1, 4 | 2022-02 | 2023-06 |
Showing 1–100 of 522
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