Kwan Yiu Lau
劉鈞耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yiu Lau (劉鈞耀), CE reference AYI452. Currently licensed at 3 firm(s): HSBC Broking Securities (Asia) Limited, HSBC Broking Forex (Asia) Limited, HSBC Broking Futures (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | present |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-02-13 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | present |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-24 | present |