Kenny Yick Chun Lo
羅翊晉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Yick Chun Lo (羅翊晉), CE reference BCO585. Currently licensed at 3 firm(s): HSBC Broking Securities (Asia) Limited, HSBC Broking Forex (Asia) Limited, HSBC Broking Futures (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | present |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-12-02 | present |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-07 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-27 | present |