Kelvin Ka Wing Mak
麥家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Ka Wing Mak (麥家榮), CE reference AYM805. Currently licensed at 3 firm(s): HSBC Broking Securities (Asia) Limited, HSBC Broking Forex (Asia) Limited, HSBC Broking Futures (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | present |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-10-19 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-25 | present |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-25 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2012-06-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-22 | 2012-06-14 |