Ching Yiu Lim
林靜瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yiu Lim (林靜瑤), a licensed former licensee with CE reference BGL104. This person has 10.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-25 | 2026-04-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-28 | 2026-04-13 |