Ching Yiu Lim
林靜瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yiu Lim (林靜瑤), CE reference BGL104. Currently licensed at 1 firm(s): HSBC Broking Securities (Asia) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-25 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-28 | present |