Chi Chung Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Kwok (郭志聰), a licensed Representative with CE reference AOC990. Currently licensed at 3 firm(s): HSBC Broking Securities (Asia) Limited, HSBC Broking Forex (Asia) Limited, HSBC Broking Futures (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities. This person has 19.5 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-03 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-03 | present |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-11-13 | present |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-22 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-01 | 2026-08-02 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-22 | 2026-08-02 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-10 | 2014-07-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-10 | 2014-07-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-23 | 2014-01-10 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-23 | 2014-01-10 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-18 | 2013-05-23 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-18 | 2013-05-23 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-25 | 2013-04-06 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-25 | 2013-04-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-15 | 2010-06-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-01-10 | 2010-06-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-06 | 2010-06-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-06 | 2010-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.