Kenneth Kin Wah Law
羅建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Wah Law (羅建華), a licensed former licensee with CE reference ANY057. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-19 | 2022-11-09 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-19 | 2022-11-09 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-19 | 2022-11-09 |
| EverShine International Securities Limited 永盛國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-03 | 2021-03-09 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-03 | 2021-03-09 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-03 | 2021-03-09 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-20 | 2017-03-27 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-20 | 2017-03-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-14 | 2009-02-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-14 | 2009-02-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-14 | 2009-02-12 |