Wai Ling Kwok
郭慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Kwok (郭慧玲), a licensed former licensee with CE reference BPX593. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Viberation Asset Management Limited 動量資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-09 | 2026-01-21 |
| Viberation Asset Management Limited 動量資產管理有限公司 |
RO | Type 9 — Asset management | 2025-05-09 | 2026-01-21 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-05 | 2024-09-15 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-05 | 2024-09-15 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-05 | 2024-09-15 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-06 | 2023-12-04 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-06 | 2023-12-04 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 9 — Asset management | 2023-11-06 | 2023-12-04 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-28 | 2023-09-01 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-28 | 2023-09-01 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-28 | 2023-09-01 |