Tun Lok Carlos Koo
顧敦樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tun Lok Carlos Koo (顧敦樂), a licensed former licensee with CE reference BKK383. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-22 | 2023-04-30 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2019-03-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-11 | 2019-03-06 |