Sau Shan Chan
陳秀山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Shan Chan (陳秀山), CE reference AGC410. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2022-05-31 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2022-05-31 |
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2021-08-17 | 2022-05-31 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-27 | 2019-06-12 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-27 | 2019-06-12 |