David Matthew Minarik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Matthew Minarik ( ), a licensed former licensee with CE reference AUW513. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2020-08-31 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-09 | 2016-10-04 |
| Orion Investment Management Limited | Rep | Type 1 — Dealing in securities | 2010-03-12 | 2012-02-22 |