Jae Ouk Yoo
柳在億
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Ouk Yoo (柳在億), a licensed former licensee with CE reference AEO161. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Olympus Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2019-10-15 | 2023-09-30 |
| Olympus Partners Asia Limited | Rep | Type 4 — Advising on securities | 2019-10-15 | 2023-09-30 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2013-12-27 | 2019-05-14 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-27 | 2019-05-14 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2013-12-27 | 2019-05-14 |
| Orion Investment Management Limited | Rep | Type 1 — Dealing in securities | 2009-11-17 | 2011-02-25 |
| Orion Investment Management Limited | Rep | Type 4 — Advising on securities | 2009-11-17 | 2011-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-03-30 | 2009-03-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-30 | 2009-03-31 |