Raymond Patrick Wyand
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Patrick Wyand ( ), a licensed former licensee with CE reference AVM523. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2016-08-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-20 | 2016-08-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-07-20 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-20 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-20 | 2016-08-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-20 | 2016-08-12 |
| Orion Investment Management Limited | Rep | Type 1 — Dealing in securities | 2010-07-21 | 2011-06-30 |
| Orion Investment Management Limited | Rep | Type 4 — Advising on securities | 2010-07-21 | 2011-06-30 |