Alexander Robin Gvozden
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Robin Gvozden, a licensed former licensee with CE reference ADR449. This person has 7.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abax Global Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2013-09-30 | 2014-12-31 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-01-06 | 2013-09-30 |
| Orion Investment Management Limited | Rep | Type 4 - Advising on securities | 2009-11-24 | 2010-04-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-11-23 | 2008-02-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-09 | 2007-11-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-20 | 2005-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Robin Gvozden during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.