Alexander Robin Gvozden
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Robin Gvozden ( ), a licensed former licensee with CE reference ADR449. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abax Global Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2013-09-30 | 2014-12-31 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-01-06 | 2013-09-30 |
| Orion Investment Management Limited | Rep | Type 4 — Advising on securities | 2009-11-24 | 2010-04-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-11-23 | 2008-02-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-09 | 2007-11-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-20 | 2005-09-20 |