Kam Nam Tse
謝淦楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Nam Tse (謝淦楠), a licensed former licensee with CE reference AEB368. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-13 | 2019-10-02 |
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-04-30 | 2017-01-13 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2011-10-03 | 2013-11-01 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2009-07-20 | 2014-11-21 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-08-01 | 2009-07-20 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-09 |