United Gain Investment Limited

聯威投資有限公司

CE No. AIY538 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for United Gain Investment Limited (聯威投資有限公司), a Hong Kong-based licensed corporation with CE reference AIY538. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2003-08-07.
Category:: Buyside · Hedge fund
Registered address:: Unit 1001, 10/F, Alliance Building, 133 Connaught Road Central
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	2003-08-07	present
Type 9 - Asset management	2003-08-07	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Chi Yiu Lau 劉志耀	RO 4, 9	2003-08	Present
Thomas Chi Yin Lau 劉志賢	RO 4, 9	2021-10	Present
Scott Kin Chung Tsoi 蔡健聰	Rep 4, 9	2019-07	Present
Chor Wah Richard Lum 林楚華	RO 4, 9	2003-08	2021-10
Ka Ho Cheng 鄭嘉豪	Rep 4, 9	2016-01	2021-02
Ying Ying Wong 王盈盈	Rep 4, 9	2010-09	2019-11
Lok Hui 許洛	Rep 4, 9	2014-01	2016-09
Leo Kei Shui Yan 甄祺瑞	Rep 4, 9	2011-08	2013-01
Kevin Chung Kiu Shum 岑宗橋	Rep 4, 9	2007-11	2011-04