Lok Hui
許洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Hui (許洛), a licensed former licensee with CE reference BCM911. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cupola Capital Limited | Rep | Type 4 - Advising on securities | 2016-10-04 | 2017-09-05 |
| Cupola Capital Limited | Rep | Type 9 - Asset management | 2016-10-04 | 2017-09-05 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-28 | 2016-09-02 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 9 - Asset management | 2014-01-28 | 2016-09-02 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Yiu Lau | United Gain Investment Limited | 2014–2016 |
| Chor Wah Richard Lum | United Gain Investment Limited | 2014–2016 |
| Ying Ying Wong | United Gain Investment Limited | 2014–2016 |
| Wei Xin | Cupola Capital Limited | 2016–2017 |
| Ka Ho Cheng | United Gain Investment Limited | 2016 |
| Lu Yan Ng | Cupola Capital Limited | 2016–2017 |
| Sunny Pak Hin Poon | Cupola Capital Limited | 2016–2017 |
| Monika Yan | Cupola Capital Limited | 2016–2017 |
| Kin Ching Ho | Cupola Capital Limited | 2016–2017 |
| Xingni Liu | Cupola Capital Limited | 2016–2017 |
| Xiaoping Hong | Cupola Capital Limited | 2017 |