Chor Wah Richard Lum
林楚華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Wah Richard Lum (林楚華), a licensed former licensee with CE reference ABA078. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 4 — Advising on securities | 2003-08-07 | 2021-10-18 |
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 9 — Asset management | 2003-08-07 | 2021-10-18 |