Ruiqi Wang
王睿琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruiqi Wang (王睿琦), a licensed former licensee with CE reference ASP497. This person has 14.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2023-05-02 | 2025-10-10 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-12 | 2025-10-10 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-12 | 2025-10-10 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-17 | 2020-12-09 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-17 | 2021-05-20 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 - Asset management | 2019-10-17 | 2024-02-06 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2019-10-17 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-23 | 2019-10-17 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-23 | 2019-10-17 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-19 | 2019-01-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-19 | 2019-01-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-19 | 2019-01-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-15 | 2014-06-27 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-22 | 2010-02-25 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-22 | 2010-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruiqi Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.