Siyang He

賀司洋
CE No. BGE017 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siyang He (賀司洋), a licensed former licensee with CE reference BGE017. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2018-08-15 2020-07-17
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2018-08-15 2020-07-17
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Rep Type 9 — Asset management 2018-08-15 2020-07-17
Tian Yuan Finance Limited
天元金融有限公司
Rep Type 1 — Dealing in securities 2017-01-17 2018-07-26
Tian Yuan Finance Limited
天元金融有限公司
Rep Type 4 — Advising on securities 2017-01-17 2018-07-26
Tian Yuan Finance Limited
天元金融有限公司
Rep Type 9 — Asset management 2017-01-17 2018-07-26
China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
Rep Type 4 — Advising on securities 2015-09-10 2016-12-09
China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
Rep Type 9 — Asset management 2015-09-10 2016-12-09

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