Ka Kin Ling
凌嘉鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Ling (凌嘉鍵), a licensed former licensee with CE reference AOM643. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-19 | 2024-04-30 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-08-19 | 2024-04-30 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-20 | 2024-04-30 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-20 | 2019-08-19 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-20 | 2019-08-19 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-05-07 | 2017-04-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-17 | 2013-03-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-17 | 2013-03-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-09-17 | 2013-03-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-09-17 | 2013-03-27 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 — Asset management | 2010-03-04 | 2010-07-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2010-07-30 |