Shiyang Xu
徐詩阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyang Xu (徐詩阳), a licensed former licensee with CE reference BGQ334. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-07 | 2019-09-26 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-07 | 2019-09-26 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-12-07 | 2019-09-26 |