Guangjie Li
李光杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guangjie Li (李光杰), a licensed former licensee with CE reference AHH526. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-23 | 2018-07-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-08 | 2018-07-06 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-08 | 2018-07-06 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-03-08 | 2018-07-06 |