Kin Sang Lam
林健生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Sang Lam (林健生), a licensed former licensee with CE reference AOX351. This person has 13.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-11 | 2024-10-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-11 | 2024-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-11 | 2024-10-31 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-28 | 2019-01-31 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-28 | 2019-01-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-15 | 2017-06-02 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-07-15 | 2017-06-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-21 | 2007-07-13 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-21 | 2007-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Sang Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.