Thomas Launay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Launay ( ), a licensed former licensee with CE reference AUG654. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2026-05-04 | 2026-05-08 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-09-25 | 2025-10-03 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-10-03 | 2025-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-07-09 | 2025-01-08 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-22 | 2025-05-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-01 | 2024-01-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-03 | 2025-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-03 | 2025-05-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-26 | 2021-03-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-26 | 2021-03-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-26 | 2021-03-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-04 | 2015-02-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-04 | 2015-02-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-12-04 | 2015-02-25 |