Oliver Roderick Joan Wurfbain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Roderick Joan Wurfbain, a licensed Representative with CE reference BPX674. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-19 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2024-09-19 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-09 | 2023-11-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-09 | 2023-11-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-09 | 2023-11-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2022-11-09 | 2023-10-25 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2020-07-28 | 2022-09-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-28 | 2022-09-30 |