Tadashi Fukuda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadashi Fukuda, a licensed former licensee with CE reference AVM311. This person has 9.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EnSphere Investment Management Limited | Rep | Type 9 - Asset management | 2023-12-27 | 2025-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-10 | 2023-08-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-10 | 2023-08-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-10 | 2023-08-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2022-10-10 | 2023-08-03 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-07 | 2022-08-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-07 | 2022-08-29 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-06-01 | 2022-01-31 |
| MCP Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2018-01-02 | 2020-04-15 |
| MCP Asset Management Company Limited | Rep | Type 9 - Asset management | 2018-01-02 | 2020-04-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-03 | 2017-10-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-11-03 | 2017-10-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-09 | 2014-05-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2010-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tadashi Fukuda during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.