Alexander William Li
李力山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander William Li (李力山), CE reference AWZ383. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-10-17 | present |
| Marshall Wace Asia Limited | Rep | Type 1 — Dealing in securities | 2025-02-12 | present |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2025-02-12 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-29 | 2024-11-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-19 | 2023-11-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-03 | 2017-03-10 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-16 | 2023-02-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2023-02-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-21 | 2023-02-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-03-21 | 2013-11-01 |