Cheng Song

宋誠
CE No. BQL512 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Song (宋誠), a licensed Responsible Officer with CE reference BQL512. Currently licensed at 3 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan FX Limited, Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 5.9 years of SFC licence history. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RO Type 2 - Dealing in futures contracts 2026-09-17 present
Guotai Junan FX Limited
國泰君安外匯有限公司
RO Type 3 - Leveraged foreign exchange trading 2026-09-17 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RO Type 5 - Advising on futures contracts 2026-09-17 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 1 - Dealing in securities 2025-12-18 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 4 - Advising on securities 2025-12-18 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2024-06-18 2026-09-17
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2024-01-23 2025-12-18
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 - Advising on securities 2024-01-23 2025-12-18
BOCHK Asset Management Limited
中銀香港資產管理有限公司
Rep Type 1 - Dealing in securities 2020-12-17 2024-01-15
BOCHK Asset Management Limited
中銀香港資產管理有限公司
Rep Type 4 - Advising on securities 2020-12-17 2024-01-15
BOCHK Asset Management Limited
中銀香港資產管理有限公司
Rep Type 9 - Asset management 2020-12-17 2024-01-15

Related