Sunny Chi Cheung Chan
陳志翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Chi Cheung Chan (陳志翔), CE reference AGS231. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-01 | present |
| Sun Growth Futures Limited 志昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-26 | 2018-11-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-11-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-05 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-05 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-05 |