Lorraine Ka Kwan Chu
朱嘉群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorraine Ka Kwan Chu (朱嘉群), CE reference BCC327. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-27 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-01 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-26 | 2018-12-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-21 | 2017-05-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-21 | 2017-05-15 |