Rosanna Yau
邱韻蓓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosanna Yau (邱韻蓓), a licensed former licensee with CE reference BGB720. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2015-11-29 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2015-11-29 |