Yang-Jen Wu
吳楊仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang-Jen Wu (吳楊仁), a licensed Representative with CE reference AOE661. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 19.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-09 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-16 | 2017-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang-Jen Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.