Albert Chun Hong Sze
施振康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Chun Hong Sze (施振康), a licensed former licensee with CE reference ADG965. This person has 11.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-19 | 2014-10-10 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-19 | 2014-10-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-12-19 | 2014-10-10 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 - Advising on securities | 2011-12-19 | 2014-10-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-12 | 2011-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-12 | 2011-12-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-12 | 2011-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-12 | 2011-12-19 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-10-12 | 2013-02-21 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-19 | 2011-08-02 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-11-19 | 2011-08-02 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-13 | 2008-11-19 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-13 | 2008-11-19 |
| Pioneer Global Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2005-02-24 | 2008-07-19 |
| Pioneer Global Investments (HK) Limited | RO | Type 4 - Advising on securities | 2005-02-24 | 2008-07-19 |
| Pioneer Global Investments (HK) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-24 |
| Pioneer Global Investments (HK) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-24 |
| Pioneer Global Investments (HK) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-01 |
| Pioneer Global Investments (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Albert Chun Hong Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.