Sze Ting Chan
陳思婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ting Chan (陳思婷), a licensed former licensee with CE reference AVW227. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-13 | 2013-04-10 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-13 | 2013-04-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2013-04-10 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2013-04-10 |