Wai Chung Lee
李慧中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Lee (李慧中), a licensed Representative with CE reference ADW149. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-28 | present |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2017-10-02 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-28 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-21 | 2017-10-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-07 | 2004-12-09 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-11 | 2004-07-29 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-24 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-24 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-24 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-24 |