Kwong Kin Poon
潘廣建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Kin Poon (潘廣建), a licensed former licensee with CE reference AEH038. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-06-05 | 2019-08-02 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-06-05 | 2019-08-02 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-06-05 | 2019-08-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-26 | 2007-04-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-09-26 | 2007-04-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2007-04-21 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-16 | 2006-04-28 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-20 | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2003-10-20 | 2004-04-13 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-02 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | present | 2003-06-02 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-02 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-02 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-02 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | present | 2003-06-02 |