Hoi Yan Chui
崔凱茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Chui (崔凱茵), a licensed former licensee with CE reference AKW893. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-07-19 | 2021-06-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-07-19 | 2021-06-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-30 | 2016-06-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-07-30 | 2016-06-09 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-04-12 | 2015-05-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-04-12 | 2015-05-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-23 | 2011-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-23 | 2011-03-09 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2009-04-30 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2009-04-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-13 | 2007-12-28 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-04-13 | 2007-12-28 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-08 | 2007-12-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-22 | 2007-02-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-02-22 | 2007-02-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2006-02-22 | 2007-02-09 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-19 | 2005-06-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-08-19 | 2005-06-01 |