Susan Wong
王素珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Wong (王素珊), a licensed former licensee with CE reference AFS967. This person has 0.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuada Limited 洛爾達有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-15 | 2004-01-19 |
| Nuada Limited 洛爾達有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-01-15 | 2004-04-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-18 | 2003-10-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-23 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Susan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.