Patricia Man Sau Lee
李文秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Man Sau Lee (李文秀), a licensed former licensee with CE reference ABM002. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-01 | 2008-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-04-01 | 2008-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-01 | 2008-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 9 — Asset management | 2005-04-01 | 2008-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-04-01 |