Lai Tsui Kwok
郭麗翠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Tsui Kwok (郭麗翠), a licensed former licensee with CE reference AJK800. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-13 | 2013-12-18 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-13 | 2013-12-18 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2011-04-13 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-01 | 2011-04-13 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-27 | 2011-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-10-27 | 2011-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-27 | 2011-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-27 | 2010-10-27 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-27 | 2010-10-27 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-01-09 | 2010-10-27 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-31 | 2006-01-01 |