Anthony Chung Lim Poon
潘仲廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Chung Lim Poon (潘仲廉), a licensed former licensee with CE reference ADR451. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-16 | 2005-09-06 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-16 | 2005-09-06 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-05 | 2005-09-06 |
| Horwath Capital Asia Limited 浩華融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |