Joseph Siu Hung Tse
謝少雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Siu Hung Tse (謝少雄), a licensed former licensee with CE reference AFE706. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2011-05-11 | 2014-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | present | 2014-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 4 — Advising on securities | present | 2014-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-10-08 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 9 — Asset management | present | 2008-07-09 |