Joseph Siu Hung Tse
謝少雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Siu Hung Tse (謝少雄), a licensed former licensee with CE reference AFE706. This person has 11.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2011-05-11 | 2014-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2014-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2014-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-08 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2008-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Siu Hung Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.