Doris Sau Fong Mak
麥秀芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Sau Fong Mak (麥秀芳), a licensed former licensee with CE reference AIO497. This person has 8.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-21 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2008-07-09 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Sau Fong Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.